Category Archives: Leadership

Leadership

Creating Productive Thought Patterns through “Thought Self-Leadership”

Albert Ellis

Albert Ellis

Many leaders’ actions and decisions are influenced by internal commentaries and related judgments.
Often, these thoughts are self-critical, provoking apprehension and anxiety.

Aaron Beck

Aaron Beck

Cognitive Behavior Therapy, developed by University of Pennsylvania’s Aaron Beck, provides a systematic way to restructure sometimes irrational “self-talk“,  as do Albert Ellis‘s Rational-Emotive Behavior Therapy, and Stanford University’s David Burns‘ synthesis of these approaches.

David Burns

David Burns

Arizona State University’s Charles Manz and Chris Neck  translated these self-management concepts to managerial development.
They outlined a Thought Self-Leadership Procedure as a five-step feedback loop:

Charles Manz

Charles Manz

1. Observe and record thoughts,
2. Analyze thoughts,
3. Develop new thoughts,
4. Substitute new thoughts,
5. Monitor and Maintain new, productive thoughts.

-*What practices do you use to develop and apply productive thought patterns under pressure?

Chris Neck

Chris Neck

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Followers’ Role in Enabling Bad Leaders

Barbara Kellerman

Barbara Kellerman

Seven types of ineffective and unethical leaders can be enabled by followers, according to Harvard’s Barbara Kellerman, in research that precedes the current U.S. political climate by more than a decade.

She categorized bad leaders as:

Incompetent – Failing to create positive change;
Rigid – Not adaptable to new ideas, conditions;
Intemperate – Lacking self-control;
Callous – Uncaring and unkind, discounting needs and wishes of group members, especially subordinates;
Corrupt – Advancing self-interest ahead of public interest, through “lying, cheating, and stealing”;
Insular – Disregarding health and welfare of outsiders;
Evil – Committing atrocities, use pain as an instrument of power, exert severe physical, psychological harm to men, women, children.

Kellerman’s earlier work focused on Hitler’s leadership, and asserted that his power wouldn’t have existed without followership.
She acknowledged that uninvolved bystanders who do not speak up enable bad leaders to continue their practices.

John Darley

John Darley

This effect was documented in social science research more than forty years ago by NYU’s John Darley and Bibb Latané of Columbia, labeled “Bystander Apathy” or the “Genovese syndrome.”

Bibb Latane

Bibb Latane

Given status differentials between leaders and subordinates, followers can break out of complacent observership only if organizational structures are in place to call attention to ineffective and unethical leadership practices — without negative repercussions.

Kellerman highlighted an intuitively-understood phenomenon, but extend her work by identifying implementable practices for various organizational structures.

-*What “bad leader” roles have you observed in your organization?
-*What seem to be effective ways to interact with a “bad” organizational leader?

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Developing “Big 8” Job Competencies

George Hallenbeck

George Hallenbeck

Better job performance is associated with with eight capabilities known as “The Big 8”, according to Korn-Ferry International’s George Hallenbeck, in his analysis of Leadership Architect® library of competencies:

• Dealing with Ambiguity,
• Creativity,
• Innovation Management,
• Strategic Agility,
• Planning,
• Motivating Others,
• Building Effective Teams,
• Managing Vision & Purpose.

He analyzed more than 1500 ratings on this 360 degree assessment, and found that just 12% of executives possessed four or more of “The Big 8.”
None of these organizational leaders demonstrated more than six of these competencies, though they consistently showed more than individual contributors.
This suggests that although executives demonstrate more of critical leadership capabilities than non-leaders, the vast majority have significant room for professional development.

Daniel GolemanExecutives and individual contributors who had more of “The Big 8” competencies also had more of “Career Staller and Stopper” behaviors.
Bold individuals who demonstrate persistance may effectively execute, but may run afoul of key stakeholders and influencers.

Self-Awareness and Self-Management, identified in Daniel Goleman’s framework for Emotional Intelligence, may be a key to balancing between the Big 8’s performance enhancing impacts while mitigating their potential drawbacks in stalling careers.

-*What have you found the most important job competences among organizational leaders and those preparing for future leadership roles?

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Developing Executive Self Awareness to Enhance Leadership Impact

Vicki Swisher

Lack of self-awareness among organizational leaders is pervasive and costly, according to Korn Ferry’s Vicky Swisher and Evelyn Orr.
They studied executives using the FYI: For Your Insight assessment tool, based on research from FYI for Insight: 21 Leadership Characteristics for Success and 5 That Will Get You Fired.

Evelyn Orr

Evelyn Orr

Executives’ #1 blind spot tied between:

• Making tough people calls,
• Demonstrating personal flexibility, adapting approaches to new circumstances.

Similarly,  there was a near-tie the #1 leadership problem:
• Not inspiring employees, not building talent,
• “Too narrow”, relying on deep expertise without broadening perspective.

Leaders vastly underestimated their effectiveness in “managing up”, suggesting that they focused more on their next promotion, rather than on developing their employees.

Joe Luft

Joe Luft

Lack of self-awareness can be reduced by using a “Reality Check” including:

o Feedback from others to provide “early warning” of difficulty.
However, this requires that evaluators are willing to provide candid observations, despite widespread discomfort in providing corrective feedback.

o Self-reflection concerning effective and ineffective behaviors, documented in a journal for review.

Harry Ingham

Harry Ingham

Executives learned most to enhance leadership skills and self-reflection from on-the-job experiences, distantly followed by learning from other people.
Structured trainings are most costly and least effective to enhance leadership cognitive, emotional, motivational, self-awareness, and learning agility capabilities.

These leadership development processes reduce individual blind spots, portrayed by San Francisco State University’s Joe Luft and Harry Ingham of National Training Labs in The JoHari Window. johari-window

Korn Ferry’s Michael M. Lombardo and Robert W. Eichinger provided additional executive development recommendations based on research in FYI: For your Improvement, A Development and Coaching Guide (3rd Edition).

-*How do you increase your self-awareness at work and reduce your “blind spots” about yourself and others?

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“Evolved” Leaders in an Era of Self-Interested Leadership

Jim Collins

Jim Collins

As the U.S. anticipates new political leadership and an unprecedented executive style, it’s valuable to reflect on popular wisdom from management literature.

Organizations that are “built to last” are guided by “Level 5 Executives,” argued Jim Collins in Good to Great: Why Some Companies Make the Leap… and Others Don’t.
This style of leadership requires both personal humility and personal will, and may be a combination not favored during the current US political transition.

Collins proposed a developmental leadership hierarchy including:

  • Level 1 Highly Capable Individual, who applies knowledge, skills, abilities, and commitment to achieve team goal,
  • Level 2:   Contributing Team Member, who contributes to team goal achievement through effective collaboration,
  • Level 3Capable Manager, who sets plans and organizes others to achieve goals,
  • Level 4Effective Executive, who inspires others to act toward the shared vision,
  • Level 5:  Level 5 Executive combines personal will to achieve the organizational improvement goal, tempered with personal humility.
    The 5 Levels of Leadership: Proven Steps to Maximize Your Potentia
Modesto Maidique

Modesto Maidique

Drawing on developmental psychology theories by Jean Piaget as well as Harvard’s Lawrence Kohlberg, and Robert Kegan, Florida International University’s former President, Modesto A. Maidique proposed a six-level Purpose-Driven Model of Leadership

Jean Piaget

Jean Piaget

Leadership is service to others, organizations, and ideals, he proposed, and levels of leadership may be evaluated by whom leaders serve:

  • Level One: Sociopath, who serves no one and exhibits low empathy and generally destroys value, himself, and others.
    Well-known examples are Muammar Gaddafi, Adolf Hitler and Saddam Hussein.
Lawrence Kohlberg

Lawrence Kohlberg

  • Level Two: Opportunist, who serves himself or herself, often at the expense of others by focusing on:  “What’s in it for me?” Examples include Bernie Madoff and Jeffrey Skilling.
  • Level Three: Chameleon, who “flip-flop” to cater to many people as possible.
    Examples include Senator John Kerry, former Florida governor Charlie Crist, and former Massachusetts governor Mitt Romney.
Robert Kegan

Robert Kegan

  • Level Four: Achiever, who is often “successful” business executives, when measured by achieving business goals through energetic focus on goal achievement.
    Peter Drucker characterized them as “monomaniac with a mission“, driving toward a goal without fully considering the broader mission.
    Examples include former H-P CEO Mark Hurd.Purpose-Driven Model of Leadership
  • Level Five: Builder, who seeks to build an institution, not just to achieve a goal.
    Examples include IBM’s Tom Watson Jr., GM’s Alfred P. Sloan, and Harpo’s Oprah Winfrey.
    These people have a clear vision, energize others, and manage for the long term and not swayed by short-term profit or stock market valuations.
  • Level Six: Transcendent, who transcend their affiliations to focus on broader social benefit. Examples include Nelson Mandela, Martin Luther King Jr., and the Dalai Lama.

These frameworks provide a structure to evaluate the words and actions of current political and business leaders, and suggest potential stylistic vulnerabilities.

-*What level of leader do you observe in the highest levels of your work organization?
-*What practices are you implementing to develop your next level of leadership skill?

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Performance Excellence linked to Preventing Failures, Corrective Coaching

Atul Gawande

Simple behavior changes, such as following a structured checklist, can avert medical care disasters attributed to poor care, found Harvard’s Atul Gawande.

He noted that people who effectively improved their performance recognized fallibility in organizational processes, and took proactive steps to remedy these shortcomings.

Three elements of better performance can be applied to fields outside of medicine:

  • Diligence – Attending to details can prevent errors and overcome obstacles.
    Gawande’s The Checklist Manifesto: How to Get Things Right suggests best ways to structure these memory aids.
  • Doing Right –Ensuring that skill, will, and incentives are aligned to drive excellent performance,
  • IngenuityDeliberate monitoring of potential failures, continuously seeking innovative ways to improve performance and solutions.

All of these elements can be improved with attentive observation and feedback to prevent errors of omission when people don’t:

  • Know enough (ignorance),
  • Make proper use of what they know (ineptitude).

Ignorance occurs less frequently than ineptitude due to wide availability of relevant information, Gawande noted.
He argued that both types of omission errors can be improved by systematic analysis and disciplined use of tools like checklists.

Geoffrey Smart

Checklist-based analysis was also linked to Internal Rate of Return (IRR) in Geoffrey Smart’s study of investments by Venture Capital (VC) firms,

He found a correlation between IRR and leadership effectiveness in new investment ventures.
Since selecting capable leaders is critical to business outcomes, Smart also evaluated VC firms’ typical approach to assessing potential leaders:

  • The Art Critic is the most frequently-used approach in which the VC assesses leadership talent at a glance, intuitively, based on extensive experience,
  • The Sponge conducts extensive due diligence, researching and assimilating information, then decides based on intuition,
  • The Prosecutor interrogates the candidate, tests with challenging questions and hypothetical situations,
  • The Suitor woos the candidate to accept the leadership role instead of analyzing capabilities and fit,
  • The Terminator eliminates the evaluation because the venture is funded for the best ideas, not the originators, who are replaced,
  • The Infiltrator becomes a “participant-observer” in an immersive, time-consuming experientially-based assessment,
  • The Airline Captain uses a formal checklist to prevent past mistakes.
    This approach was linked to the highest average Internal Rate of Return (IRR) for the new ventures.
    In addition, this strategy was significantly less likely to result in later terminating senior managers.

Venture Capitalists said that two of their most significant mistakes were:

  • Investing insufficient time in talent analysis,
  • Being influenced by “halo effect” in evaluating candidates.

Systematic reminders to execute all elements required for expert performance can prevent failure and signal potential failure points.

-*How do you improve performance?
-*What value do you find in expert coaching?

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Developing a SMARTER Mindset for Resilience, Emotional Intelligence – Part 2

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Negotiation Drama: Strategic Umbrage, Line-Crossing Illusion, and Assertiveness Biases

Daniel R Ames

Daniel R Ames

Ability to optimally match one’s style of assertiveness to specific situations can determine success as a leader and negotiator, according to Columbia University’s Daniel Ames and Abbie Wazlawek.

Abbie Wazlawek

Abbie Wazlawek

Earlier, Ames and Stanford’s Frank Flynn reported that moderate levels of assertiveness are associated with career advancement, and with effective negotiation and influence in conflict situations.
In addition, they found that most observers provided consistent ratings of managerial under-assertiveness and over-assertiveness.

Francis Flynn

Francis Flynn

However, most people do not accurately assess others’ evaluation of their assertiveness in specific situations.
Over-assertive individuals tend to have less-accurate self-perception than less assertive people, and both groups experience “self-awareness blindness.
These inaccurate self-perceptions may develop from polite yet inaccurate feedback from others, which provides faulty information.

A frequently-employed negotiation tactic is overly-emotional verbalizations during negotiations.
More than 80% of participants reported that they had expressed greater objections than they actually felt to influence the negotiation partner, and a different 80% of volunteers said they observed exaggerated objections by their negotiation partners.

Daniel Ames AssertivenessParticipants in Ames and Watzlawek’s studies reported whether they or their counterpart used these excessive emotional displays in negotiation role-plays.
In addition, they rated their own and their negotiation partner’s assertiveness styles.

Self-awareness resulted in most favorable negotiation outcomes: More than 80% of negotiators rated by others and by themselves as “appropriately assertive in the situation” negotiated greatest value to both parties.

Ames Assertiveness U CurveStrategic umbrage also appeared effective:  People who received strategic umbrage displays by their negotiation partners were more likely to rate themselves as over-assertive in their negotiation position.
However, negotiators who applied strategic umbrage rated these self-critical negotiation partners as appropriately assertiveness.
Ames and Watzlawek called this misperception of others’ perceptions the line-crossing illusion.

This mismatch between negotiation partners’ ratings of appropriate assertiveness was linked with poorer negotiation outcomes:  Just 40% of negotiators who were rated as appropriately but felt they were over-assertive (line-crossing illusion) negotiated the best possible deal for themselves and their counterparts.
This suggests that disingenuous emotional displays of strategic umbrage lead negotiation partners to seek the first acceptable deal, rather than pushing for an optimal deal.

Jeffrey Kern

Jeffrey Kern

To improve accuracy of meta-perception – other people’s perception of assertiveness style – Ames and Wazlawek suggested:

  • Participate in 360 degree feedback,
  • Increase skill in listening for content and meaning,
  • Consider whether the positions discussed in negotiation are “reasonable” in the situation in light of comparable alternatives and options,
  • Request feedback on “strategic umbrage” reactions, to better understand additional factors that modify perceptions of “offer reasonableness,
  • Evaluate costs and benefits of specific assertiveness styles:
    Gary Yukl

    Gary Yukl

    Over-assertiveness may provide the benefit of “claiming value” in a negotiation or but the cost may be ruptured interpersonal relationships and a legacy of ill-will, according to Jeffrey M Kern of Texas A&M as well as SUNY’s Cecilia Falbe and Gary Yukl.

  • Consider cultural norms for assertiveness regulation in “low context” cultures like Israel, dramatic displays are frequent and expected in negotiations.
    In contrast, “high context” cultures like Japan require more nuanced assertiveness, with fewer direct disagreements and “strategic umbrage” displays, according to Edward T. Hall, then of the U.S. Department of State.
Edward T Hall

Edward T Hall

Likewise, under-assertiveness may benefit by minimizing interpersonal conflict, but may lead to poorer negotiation outcomes and undermined credibility, in future interactions, according to Ames’ related research.

To augment a less assertiveness style:

  • Set slightly higher goals,
  • Reconsider assumptions that greater assertion leads to conflict, and consider that proactivity may lead to increased respect and improved outcomes
  • Assess the outcome of collaborating with more assertive others.

To modulate a more assertiveness style:

  • Make slight concessions to increase rapport and trust with others,
  • Observe and evaluate the impact of collaborating with less assertive others .

The line-crossing illusion is an example of a self-perception bias in which personal ratings of behavior may not match other people’s perceptions, and others’ behaviors can attenuate individual confidence and assertiveness.

*How do you reduce the risk of developing the line-crossing illusion in response to other people’s displays of “strategic umbrage”?

*How do you match your degree of assertiveness to negotiation situations?

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